XPS SIPP Services Limited

Date authorised
1 April 2013
Companies House
SC069096
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237042
    Web
    https://www.xpsselfinvestedpensions.com

  • Complaints Contact

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237043

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gayle De Juliis

    IRN GXD00298

    • [FCA CF] Significant management (since 25 Jan 2023)
  • Ian Moore

    IRN IXM01171

    • CF2 Non Executive Director (21 Feb 2013 to 15 Feb 2017)
  • James Anthony Salter

    IRN JAS01281

    • CF28 Systems and controls (17 Apr 2009 to 31 Mar 2011)
  • James Gerald Arthur Brocklebank

    IRN JGB01137

    • CF2 Non Executive Director (4 Jun 2010 to 21 Feb 2013)
  • Jeffrey Peter Hunt

    IRN JPH01251

    • CF1 Director (1 Jul 2013 to 27 Mar 2017)
  • Jeffrey Peter Steedman

    IRN JXS01220

    • [FCA CF] Significant management (since 7 Feb 2023)
  • Joanne Hull

    IRN JXH01754

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2021)
    • CF11 Money Laundering Reporting (10 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 May 2007 to 8 Dec 2019)
  • John James Thomas

    IRN JJT01061

    • CF1 Director (7 Jun 2013 to 1 Apr 2016)
  • John Paul Batting

    IRN JPB01087

    • CF1 Director (12 Jan 2018 to 1 Apr 2019)
  • John Paul Keenan

    IRN JXK00495

    • [FCA CF] Significant management (since 7 Feb 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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