James Gerald Arthur Brocklebank

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADVENT INTERNATIONAL LTD

    FRN 161768

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (24 Jan 2014 to 7 Aug 2019)
    • CF1 Director (1 Mar 2013 to 7 Aug 2019)
    • CF30 Customer (11 May 2012 to 8 Dec 2019)
  • XPS SIPP Services Limited (no longer approved here)

    FRN 461791

    • CF2 Non Executive Director (4 Jun 2010 to 21 Feb 2013)
  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • CF2 Non Executive Director (1 Dec 2009 to 22 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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