ADVENT INTERNATIONAL LTD

Date authorised
1 April 2013
Companies House
02342186
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    160 Victoria Street
    London
    SW1E 5LB
    UNITED KINGDOM
    Phone
    +4402073330800
    Web
    https://www.adventinternational.com

  • Complaints Contact

    160 Victoria Street
    London
    SW1E 5LB
    UNITED KINGDOM
    Phone
    +4402073330800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Michael Mruck

    IRN CMM01163

    • CF30 Customer (1 Mar 2008 to 8 Dec 2019)
  • Desmond Gerrard Mitchell

    IRN DGM01093

    • CF1 Director (5 May 2005 to 23 Dec 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Dec 2011)
  • Douglas Hallstrom

    IRN DXH00993

    • [FCA CF] Client dealing (since 6 Feb 2026)
  • Eileen Haws Sivolella

    IRN EHS01016

    • [FCA CF] Material risk taker (1 Jan 2022 to 1 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2022)
    • CF1 Director (31 Jul 2012 to 8 Dec 2019)
    • CF28 Systems and controls (23 Dec 2009 to 11 Sep 2012)
  • Emanuela Amalia Popa-Radu

    IRN EAP01035

    • CF30 Customer (17 Mar 2008 to 26 Oct 2015)
  • Eric Rifat Adjoubel

    IRN ERA01014

    • CF30 Customer (1 Mar 2008 to 31 Dec 2011)
  • Fabio Cali

    IRN FXC00169

    • [FCA CF] Client dealing (since 28 Jun 2024)
  • Frederic Evans III Wakeman

    IRN FEW01009

    • CF3 Chief Executive (21 Jan 2009 to 31 Dec 2013)
    • CF1 Director (1 Jan 2009 to 31 Dec 2013)
    • CF30 Customer (1 Mar 2008 to 8 Dec 2019)
  • Giles Edward Reaney

    IRN GER01034

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Humphrey William Battcock

    IRN HWB01013

    • CF30 Customer (15 Mar 2011 to 30 Mar 2016)
    • CF3 Chief Executive (14 Sep 2007 to 30 Dec 2008)
    • CF8 Apportionment and Oversight (14 Sep 2007 to 31 Oct 2007)
    • CF1 Director (1 Sep 2006 to 30 Dec 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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