ADVENT INTERNATIONAL LTD

• Principal Place of Business

  160 Victoria Street

  London

  SW1E 5LB

  UNITED KINGDOM

  Phone

  +4402073330800

  Web

  https://www.adventinternational.com

• Complaints Contact

  160 Victoria Street

  London

  SW1E 5LB

  UNITED KINGDOM

  Phone

  +4402073330800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• James Gerald Arthur Brocklebank

  IRN JGB01137

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF3 Chief Executive (24 Jan 2014 to 7 Aug 2019)
  • CF1 Director (1 Mar 2013 to 7 Aug 2019)
  • CF30 Customer (11 May 2012 to 8 Dec 2019)
• Jan Janshen

  IRN JXJ01375

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (3 Sep 2012 to 8 Dec 2019)
• Janet Louise Hennessy

  IRN JLH01092

  • CF28 Systems and controls (1 Nov 2007 to 18 Dec 2009)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Jeffrey Paduch

  IRN JXP01829

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (1 Jan 2022 to 2 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 2 Mar 2023)
  • CF3 Chief Executive (30 Jul 2019 to 8 Dec 2019)
  • CF1 Director (31 Jan 2017 to 8 Dec 2019)
• Jhaleh Ghassemi

  IRN JXG02318

  • CF1 Director (AR) (since 13 Jul 2016)
• Joanna Margaret James

  IRN JMJ01017

  • CF30 Customer (1 Mar 2008 to 4 Jan 2016)
  • CF1 Director (1 Dec 2001 to 5 Nov 2014)
• Johanna Katharina Barr

  IRN JKR01015

  • SMF1 Chief Executive (since 1 Jan 2025)
  • SMF3 Executive Director (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• John Brian Singer

  IRN JBS01033

  • CF1 Director (1 Dec 2001 to 31 Dec 2011)
• John Walker

  IRN JXW01300

  • CF1 Director (1 Dec 2001 to 20 Jan 2006)
• Justin Nuccio

  IRN JXN01372

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (since 15 Jul 2016)
  • CF1 Director (26 Jun 2012 to 8 Dec 2019)

• Advent Global Opportunities Management Ltd

  FRN 751720 · Appointed 4 Jul 2016

No changes recorded yet.