ADVENT INTERNATIONAL LTD

• Principal Place of Business

  160 Victoria Street

  London

  SW1E 5LB

  UNITED KINGDOM

  Phone

  +4402073330800

  Web

  https://www.adventinternational.com

• Complaints Contact

  160 Victoria Street

  London

  SW1E 5LB

  UNITED KINGDOM

  Phone

  +4402073330800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Michael Marshall

  IRN MXM04727

  • [FCA CF] Client dealing (since 1 Jan 2025)
• Monika Ewelina Morali-Efinowicz

  IRN MEM01115

  • CF30 Customer (19 Aug 2009 to 23 Sep 2015)
• Nicholas Simon Rose

  IRN NSR01033

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
• Nicolas Chavanne

  IRN NXC01129

  • SMF3 Executive Director (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ralf Huep

  IRN RXH01895

  • CF30 Customer (30 Aug 2012 to 8 Dec 2019)
• Ranjan Sen

  IRN RXS03131

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Mar 2016 to 8 Dec 2019)
• Richard Kane

  IRN RXK01556

  • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
  • CF10 Compliance Oversight (26 Jan 2012 to 1 Nov 2013)
  • CF1 Director (26 Jan 2012 to 8 Dec 2019)
• Ronald Franz Ayles

  IRN RFA01030

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 May 2015 to 8 Dec 2019)
• Sergio D'angelo

  IRN SXD01242

  • [FCA CF] Client dealing (since 1 Jan 2025)
• Shonnel Malani

  IRN SXM00322

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (24 Apr 2023 to 31 Dec 2024)
  • [FCA CF] Material risk taker (24 Apr 2023 to 31 Dec 2024)

• Advent Global Opportunities Management Ltd

  FRN 751720 · Appointed 4 Jul 2016

No changes recorded yet.