ADVENT INTERNATIONAL LTD

Date authorised
1 April 2013
Companies House
02342186
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    160 Victoria Street
    London
    SW1E 5LB
    UNITED KINGDOM
    Phone
    +4402073330800
    Web
    https://www.adventinternational.com

  • Complaints Contact

    160 Victoria Street
    London
    SW1E 5LB
    UNITED KINGDOM
    Phone
    +4402073330800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Mark Powell

    IRN SMP01146

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Nov 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jan 2009 to 8 Dec 2019)
  • Steven Marc Tadler

    IRN SMT01046

    • CF1 Director (1 Dec 2001 to 14 Sep 2007)
    • CF3 Chief Executive (1 Dec 2001 to 14 Sep 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Sep 2007)
  • Susan Anne Gentile

    IRN SXG00576

    • [FCA CF] Material risk taker (since 1 Dec 2022)
    • SMF3 Executive Director (since 30 Nov 2022)
  • Tamas Nagy

    IRN TXN01056

    • CF30 Customer (14 Mar 2011 to 10 Jun 2015)
  • Thomas Alexander Allen

    IRN TAA01069

    • SMF1 Chief Executive (2 Mar 2023 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • CF1 Director (31 Jan 2017 to 8 Dec 2019)
  • Timothy Robert Franks

    IRN TRF01024

    • CF30 Customer (1 Feb 2013 to 4 Jan 2016)
  • William Charles Schmidt

    IRN WCS01006

    • CF30 Customer (1 Mar 2008 to 24 May 2013)
    • CF1 Director (1 Dec 2001 to 31 Dec 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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