Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPS SIPP Services Limited (no longer approved here)

    FRN 461791

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2021)
    • CF10 Compliance Oversight (10 May 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 May 2007 to 8 Dec 2019)
  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2021)
    • CF10 Compliance Oversight (20 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.