XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam David Gillespie

  IRN ADG01124

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2012 to 8 Dec 2019)
• Adam Rouledge

  IRN AAR01021

  • [FCA CF] Client dealing (since 14 Apr 2021)
• Adriaan Sarel Du Plessis

  IRN ASD01087

  • CF2 Non Executive Director (18 Sep 2012 to 26 Jan 2018)
• Adrian Howard Marshall

  IRN AHM01137

  • [FCA CF] Client dealing (since 25 May 2023)
• Alan Christian Wilkes

  IRN ACW01174

  • CF30 Customer (14 Mar 2016 to 8 Dec 2019)
• Alan Greenlees

  IRN AXG02584

  • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Alan Robert Bannatyne

  IRN ARB01300

  • CF2 Non Executive Director (15 Jan 2018 to 8 Dec 2019)
• Alasdair George Kilgour Gill

  IRN AGG01039

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
• Alexander Rhys Quant

  IRN AXQ00029

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 1 Nov 2021)
• Alison Elizabeth Bostock

  IRN AEB01119

  • CF30 Customer (13 Jul 2011 to 12 Jun 2015)

No changes recorded yet.