XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Herbert Guy MacRae

  IRN AHM01055

  • CF30 Customer (8 Jul 2011 to 26 Jan 2017)
• André Daniel David Kerr

  IRN ADK01041

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Anna Catharine Hawkins

  IRN ACG01114

  • CF30 Customer (8 Aug 2014 to 6 Dec 2018)
• Ashley John Williams

  IRN AXW07289

  • [FCA CF] Manager of certification employee (since 7 Feb 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Oct 2018 to 8 Dec 2019)
• Benjamin Gold

  IRN BXG01315

  • Responsible for Insurance Distribution (since 26 Jan 2023)
  • SMF3 Executive Director (since 18 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Benjamin Laryea Amenya

  IRN BXA06934

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2021)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Benjamin Oliver Bramhall

  IRN BOO01008

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (22 Mar 2018 to 8 Dec 2019)
  • CF1 Director (22 Mar 2018 to 8 Dec 2019)
• Benjamin Rogers

  IRN BXD00145

  • [FCA CF] Client dealing (14 Feb 2022 to 15 Nov 2024)
• Brian Quinn

  IRN BXQ00007

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2022)
• Cameron Fordyce

  IRN CXF00115

  • [FCA CF] Client dealing (8 Oct 2020 to 25 Nov 2024)

No changes recorded yet.