Anna Catharine Hawkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hymans Robertson Investment Services LLP
FRN 927111
- 14. Managing investments
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
Hymans Robertson LLP (no longer approved here)
FRN 414430
- [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2022)
- CF30 Customer (26 Apr 2019 to 8 Dec 2019)
XPS Investment Limited (no longer approved here)
FRN 528774
- CF30 Customer (8 Aug 2014 to 6 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.