Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhishek Srivastav

    IRN AXS03076

    • [FCA CF] Client dealing (since 12 Jan 2023)
  • Adam Fisher

    IRN AXF00465

    • [FCA CF] Client dealing (4 Oct 2023 to 5 Jan 2025)
  • Adam Porter

    IRN AXP03004

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
    • CF30 Customer (24 Oct 2017 to 8 Dec 2019)
  • Adrian Michael Green

    IRN AMG01115

    • CF30 Customer (17 Dec 2012 to 6 Nov 2017)
    • CF21 Investment Adviser (1 Apr 2005 to 6 Aug 2007)
    • CF4 Partner (1 Apr 2005 to 6 Aug 2007)
  • Aidan Gerard McLoughlin

    IRN AGM01133

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • Albert Serchong Chen

    IRN ASC01133

    • CF30 Customer (6 Feb 2014 to 4 Jan 2017)
  • Alen Sen Kay Ong

    IRN ASO01009

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
    • CF30 Customer (30 Dec 2008 to 8 Dec 2019)
  • Alessandra Santiago

    IRN AXS32234

    • [FCA CF] Client dealing (18 Feb 2020 to 30 Dec 2022)
  • Alex Morrow

    IRN AXM05188

    • [FCA CF] Client dealing (3 Jan 2024 to 17 May 2024)
  • Alison Clark

    IRN AXC02203

    • CF30 Customer (15 Jun 2012 to 18 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.