Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Leslie

    IRN AXL00447

    • [FCA CF] Client dealing (since 16 Jun 2022)
  • Alistair Patrick McKissack

    IRN APM01147

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (9 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2006 to 9 Aug 2007)
  • Allan James Dampier

    IRN AJD00086

    • CF10 Compliance Oversight (1 Apr 2005 to 1 Apr 2005)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 1 Apr 2005)
  • Allison Galbraith

    IRN AAG01023

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2020)
    • CF30 Customer (13 Apr 2011 to 8 Dec 2019)
  • Andre Ranchin

    IRN AXR00702

    • [FCA CF] Client dealing (since 25 Jan 2023)
  • Andrew Keith Green

    IRN AXG01402

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (1 May 2012 to 8 Dec 2019)
  • Andrew Kenneth Johnston

    IRN AKJ01028

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2026)
    • CF30 Customer (4 Jul 2012 to 8 Dec 2019)
  • Andrew Norman Elliott

    IRN ANE00001

    • CF30 Customer (29 Nov 2007 to 3 Apr 2018)
  • Anish Kumudchandra Rav

    IRN AKR01023

    • CF30 Customer (1 Nov 2007 to 7 Sep 2012)
    • CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
  • Anna Alexis Genda

    IRN AAG01071

    • CF30 Customer (17 Dec 2012 to 19 Sep 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.