Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF10 Compliance Oversight (16 Mar 2009 to 28 Sep 2012)
    • CF11 Money Laundering Reporting (16 Mar 2009 to 28 Sep 2012)
  • Hymans Robertson LLP (no longer approved here)

    FRN 414430

    • CF10 Compliance Oversight (1 Apr 2005 to 1 Apr 2005)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.