XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Carroll

  IRN CXC00691

  • [FCA CF] Client dealing (since 25 May 2023)
• Christopher Collins

  IRN CTC01047

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2020)
  • CF30 Customer (12 Sep 2018 to 8 Dec 2019)
• Christopher James Haywood

  IRN CXH00348

  • [FCA CF] Client dealing (1 Apr 2021 to 3 Mar 2025)
• Christopher John Hodgson

  IRN CXH13551

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2021)
  • CF30 Customer (6 Apr 2019 to 8 Dec 2019)
• Christopher John Mapp

  IRN CJM01335

  • CF30 Customer (27 Jan 2012 to 13 Feb 2018)
• Clare Deborah James

  IRN CDJ01040

  • CF30 Customer (2 Aug 2011 to 31 Dec 2018)
• Colette Emily Christiansen

  IRN CET01043

  • CF30 Customer (26 Oct 2016 to 20 Sep 2019)
• Craig Alexander Malenga

  IRN CAM01242

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Mar 2024)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Damian Mark Morrish

  IRN DMM01136

  • CF30 Customer (15 Dec 2014 to 24 May 2017)
• Daniel Neil Carpenter

  IRN DNC01056

  • [FCA CF] Client dealing (since 8 Mar 2023)

No changes recorded yet.