XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Stephen Wood

  IRN DXW00729

  • [FCA CF] Client dealing (since 16 Aug 2024)
• David Andrew Gascoigne

  IRN DAG00010

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
• David Coleman

  IRN DXC01461

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2023)
  • CF30 Customer (31 Oct 2019 to 8 Dec 2019)
• David James Jones

  IRN DJJ01099

  • CF30 Customer (12 Aug 2011 to 14 Oct 2013)
• David Jon Barratt

  IRN DJB00036

  • [FCA CF] Client dealing (since 14 Feb 2023)
• David Lambert

  IRN DXL00463

  • [FCA CF] Client dealing (since 16 Feb 2024)
• David Michael Segal

  IRN DMS01162

  • CF30 Customer (8 Jul 2011 to 31 May 2012)
• David Owen Cule

  IRN DOC01008

  • CF30 Customer (8 Jul 2011 to 8 Mar 2018)
• Duncan James Maloney

  IRN DJM01671

  • [FCA CF] Manager of certification employee (since 27 Mar 2025)
  • [FCA CF] Client dealing (since 5 Sep 2022)
• Dyce Willoughby

  IRN DXW02115

  • CF30 Customer (28 Jun 2017 to 8 Dec 2019)

No changes recorded yet.