Date authorised
1 April 2013
Companies House
06242672
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix House
    1 Station Hill
    Reading
    Berkshire
    RG1 1NB
    UNITED KINGDOM
    Phone
    +441183130700
  • Complaints Contact

    1 City Square
    Leeds
    LS1 2ES
    UNITED KINGDOM
    Phone
    +4401132440200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Anne Battams

    IRN EAB01040

    • CF1 Director (8 Jul 2011 to 26 Jan 2018)
  • Elizabeth Mary Rye

    IRN EMR01009

    • CF30 Customer (8 Jul 2011 to 11 Oct 2018)
  • Emma Catherine Coleman

    IRN EXC00350

    • [FCA CF] Client dealing (since 28 Mar 2024)
  • Faye Clark

    IRN FXM01766

    • [FCA CF] Client dealing (since 6 Oct 2025)
    • [FCA CF] Client dealing (31 Mar 2023 to 27 Mar 2025)
  • Felix Currell

    IRN FXC00045

    • [FCA CF] Manager of certification employee (27 Mar 2025 to 24 Oct 2025)
    • [FCA CF] Client dealing (31 Mar 2020 to 24 Oct 2025)
  • Gareth James Knight

    IRN GJK01061

    • CF2 Non Executive Director (24 May 2017 to 26 Jan 2018)
  • Gareth Trevor Jones

    IRN GTJ01008

    • CF30 Customer (24 Jan 2014 to 26 Jan 2015)
  • Gary Andrew Davidson

    IRN GAD01031

    • CF29 Significant management (18 Sep 2012 to 26 Jan 2018)
  • Geoffrey Carson Clarke

    IRN GCC01056

    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Mar 2025)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Gerard Andrew Devenney

    IRN GAD01084

    • CF30 Customer (8 Jul 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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