Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Jan 2024)
    • [FCA CF] Client dealing (since 23 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 19 Jan 2024)
    • [FCA CF] Manager of certification employee (since 19 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2024)
  • Punter Southall SIPP Limited (no longer approved here)

    FRN 189480

    • CF2 Non Executive Director (24 May 2017 to 8 Dec 2019)
  • Howden Employee Benefits & Wellbeing Limited (no longer approved here)

    FRN 312841

    • CF2 Non Executive Director (24 May 2017 to 1 Feb 2019)
  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • CF2 Non Executive Director (24 May 2017 to 26 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.