Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Punter Southall SIPP Limited
FRN 189480
- [FCA CF] Significant management (since 9 Dec 2019)
- CF29 Significant management (17 Jun 2011 to 8 Dec 2019)
- CF28 Systems and controls (17 Jun 2011 to 8 Dec 2019)
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- CF29 Significant management (10 Apr 2013 to 1 Feb 2019)
- CF28 Systems and controls (10 Apr 2013 to 1 Feb 2019)
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- CF29 Significant management (18 Sep 2012 to 26 Jan 2018)
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- CF28 Systems and controls (3 Jun 2011 to 15 Aug 2014)
- CF29 Significant management (14 Dec 2009 to 15 Aug 2014)
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- CF28 Systems and controls (1 Nov 2007 to 28 Aug 2009)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (31 Oct 2004 to 2 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
- CF27 Investment Management (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.