Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF29 Significant management (17 Jun 2011 to 8 Dec 2019)
    • CF28 Systems and controls (17 Jun 2011 to 8 Dec 2019)
  • Howden Employee Benefits & Wellbeing Limited (no longer approved here)

    FRN 312841

    • CF29 Significant management (10 Apr 2013 to 1 Feb 2019)
    • CF28 Systems and controls (10 Apr 2013 to 1 Feb 2019)
  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • CF29 Significant management (18 Sep 2012 to 26 Jan 2018)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF28 Systems and controls (3 Jun 2011 to 15 Aug 2014)
    • CF29 Significant management (14 Dec 2009 to 15 Aug 2014)
  • PLATFORM FUNDING LIMITED (no longer approved here)

    FRN 303387

    • CF28 Systems and controls (1 Nov 2007 to 28 Aug 2009)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 2 Nov 2005)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.