XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Guy Lawrence Plater

  IRN GLP01034

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Mar 2025)
  • CF30 Customer (8 Jul 2011 to 8 Dec 2019)
• Harry Stewart Harper

  IRN HSH01012

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (7 Sep 2019 to 8 Dec 2019)
• Helen Jane Ross

  IRN HJR01044

  • CF30 Customer (11 May 2015 to 8 Dec 2019)
• Humeara Aiysha Asam

  IRN HXA00121

  • [FCA CF] Client dealing (2 Nov 2021 to 31 Mar 2022)
• Ieva Maseviciute

  IRN IXM00267

  • [FCA CF] Client dealing (since 31 Mar 2023)
• Jack Brammar

  IRN JXB04294

  • [FCA CF] Client dealing (since 16 Apr 2026)
• James Alexander Kidd

  IRN JXK00654

  • [FCA CF] Client dealing (since 28 Mar 2024)
• James Anthony Angus Samuels

  IRN JAS01159

  • CF2 Non Executive Director (19 Oct 2012 to 26 Jan 2018)
• James Douglas Ettrick Hogg

  IRN JDH01215

  • CF30 Customer (2 Sep 2013 to 12 Jun 2015)
• James Stewart

  IRN JXS01007

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 24 Jun 2022)

No changes recorded yet.