Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (7 Sep 2019 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 31 Mar 2017)
    • CF21 Investment Adviser (22 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.