Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2023)
    • CF30 Customer (31 Oct 2019 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (16 Mar 2009 to 31 Dec 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.