Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPS SIPP Services Limited (no longer approved here)

    FRN 461791

    • CF1 Director (12 Jan 2018 to 1 Apr 2019)
  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • CF1 Director (8 Jul 2011 to 1 Apr 2019)
    • CF30 Customer (8 Jul 2011 to 1 Apr 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (1 Nov 2007 to 11 Jul 2011)
    • CF21 Investment Adviser (4 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.