XPS SIPP Services Limited

Date authorised
1 April 2013
Companies House
SC069096
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237042
    Web
    https://www.xpsselfinvestedpensions.com

  • Complaints Contact

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237043

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Dominic Punter

    IRN JDP01043

    • CF2 Non Executive Director (12 Jan 2018 to 12 Sep 2019)
  • Jonathan Samuel Bernstein

    IRN JSB01064

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
  • Julie Moores

    IRN JXM00421

    • SMF16 Compliance Oversight (since 7 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 May 2021)
  • Karen Lesley King

    IRN KLK01007

    • [FCA CF] Significant management (7 Feb 2023 to 31 Dec 2023)
  • Kevin Beeston

    IRN KXB01568

    • CF2 Non Executive Director (15 Sep 2011 to 21 Feb 2013)
  • Margaret Locke Snowdon

    IRN MLS01138

    • CF2 Non Executive Director (14 Feb 2017 to 8 Dec 2019)
  • Michael Robert Arthur Ainslie

    IRN MRA01035

    • CF28 Systems and controls (1 Nov 2015 to 28 Jun 2019)
    • CF1 Director (1 Nov 2015 to 28 Jun 2019)
  • Nicholas Simon Rose

    IRN NSR01033

    • CF2 Non Executive Director (7 Apr 2011 to 21 Feb 2013)
  • Oliver Niedermaier

    IRN OXN01033

    • CF2 Non Executive Director (24 May 2010 to 21 Feb 2013)
  • Paul Gareth Cuff

    IRN PGC01100

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Nov 2016 to 8 Dec 2019)
    • CF3 Chief Executive (7 Nov 2016 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.