XPS SIPP Services Limited

Date authorised
1 April 2013
Companies House
SC069096
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237042
    Web
    https://www.xpsselfinvestedpensions.com

  • Complaints Contact

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237043

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard William Thompson

    IRN RWT01065

    • CF2 Non Executive Director (21 Feb 2013 to 15 Feb 2017)
  • Robert James Birmingham

    IRN RJB00011

    • CF1 Director (3 Jun 2008 to 27 Mar 2017)
    • Responsible for Insurance Mediation (3 Jun 2008 to 1 Apr 2016)
  • Rodney Aldridge

    IRN RMA01067

    • CF2 Non Executive Director (6 Oct 2011 to 21 Feb 2013)
  • Sarah Lucy Ing

    IRN SLI01004

    • CF2 Non Executive Director (17 May 2019 to 8 Dec 2019)
  • Snehal Shah

    IRN SXS14126

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Jul 2019 to 8 Dec 2019)
  • Stephen Jeremy Thomas

    IRN SJT01189

    • CF11 Money Laundering Reporting (6 Apr 2007 to 11 May 2007)
  • Stuart Sinclair Russell

    IRN SSR01029

    • Responsible for Insurance Mediation (9 May 2007 to 3 Apr 2008)
    • CF1 Director (9 May 2007 to 3 Apr 2008)
  • Timothy Alan Cooper

    IRN TAC01067

    • CF1 Director (6 Apr 2007 to 26 Apr 2007)
  • Timothy Michael Robinson

    IRN TMR01033

    • CF1 Director (7 May 2008 to 19 Apr 2010)
    • CF3 Chief Executive (7 May 2008 to 19 Apr 2010)
    • CF8 Apportionment and Oversight (7 May 2008 to 31 Mar 2009)
  • Tom Cross Brown

    IRN TXC01074

    • CF2 Non Executive Director (20 Feb 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.