Sarah Lucy Ing

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WINTERFLOOD SECURITIES LIMITED
FRN 141455
- SMF11 Chair of the Audit Committee (since 11 Dec 2025)
Marex Financial
FRN 442767
- SMF14 Senior Independent Director (since 5 Jan 2024)
- SMF11 Chair of the Audit Committee (since 17 Mar 2022)
- Director of firm who is not a certification employee or a SMF manager (since 22 Jul 2021)
CMC Markets UK plc
FRN 173730
- SMF12 Chair of the Remuneration Committee (since 8 Sep 2022)
- CF2 Non Executive Director (13 Sep 2017 to 8 Dec 2019)
Marex Spectron International Limited
FRN 193027
- Director of firm who is not a certification employee or a SMF manager (since 22 Jul 2021)
XPS SIPP Services Limited (no longer approved here)
FRN 461791
- CF2 Non Executive Director (17 May 2019 to 8 Dec 2019)
XPS Investment Limited (no longer approved here)
FRN 528774
- CF2 Non Executive Director (17 May 2019 to 8 Dec 2019)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (5 Jun 2008 to 4 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.