CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aaron Lucas

  IRN AXL01628

  • CF30 Customer (11 Nov 2015 to 1 Oct 2018)
• Adam Alexander James Southall

  IRN AAS01102

  • CF30 Customer (18 Feb 2009 to 6 Jun 2009)
• Adam David Neal

  IRN ADN01026

  • CF26 Customer Trading (22 Nov 2006 to 16 Oct 2007)
• Adam James Seagrave

  IRN AJS01333

  • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
  • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)
• Adam Karol Marlow

  IRN AXM43186

  • [FCA CF] Significant management (since 1 Oct 2024)
• Adam Thompson

  IRN AST01049

  • CF30 Customer (18 Jan 2008 to 21 Apr 2011)
• Adrian Lewis Bingham-Walker

  IRN ALB01090

  • CF30 Customer (1 Nov 2007 to 19 Jun 2019)
  • CF26 Customer Trading (25 Feb 2005 to 31 Oct 2007)
• Afsaneh Nilipour

  IRN AXN01262

  • CF30 Customer (16 Apr 2009 to 9 Jul 2010)
• Aime Sindayigaya

  IRN AXS02867

  • CF30 Customer (12 Oct 2010 to 25 Mar 2013)
• Ajay Chavda

  IRN AXC01558

  • CF21 Investment Adviser (5 Sep 2002 to 14 Mar 2005)

• Global Equity Trading Ltd (no longer appointed)

  FRN 493098 · Appointed 28 Sep 2009 · Until 11 Nov 2010

• Vitesse Media PLC (no longer appointed)

  FRN 480295 · Appointed 16 Sep 2009 · Until 15 Jan 2010

• Clickthemarkets.com.Ltd (no longer appointed)

  FRN 484371 · Appointed 16 Sep 2009 · Until 8 Apr 2010

• OSTC Limited (no longer appointed)

  FRN 473634 · Appointed 16 Sep 2009 · Until 29 Aug 2012

• FX Protrade Ltd (no longer appointed)

  FRN 494665 · Appointed 16 Sep 2009 · Until 19 Dec 2010

• Information Exchange Limited (no longer appointed)

  FRN 492367 · Appointed 16 Sep 2009 · Until 1 Sep 2010

• Proactive Investors Ltd (no longer appointed)

  FRN 475129 · Appointed 16 Sep 2009 · Until 31 Oct 2010

• Trading Knowledge Ltd (no longer appointed)

  FRN 506922 · Appointed 15 Sep 2009 · Until 17 Jun 2010

• 32Red Plc (no longer appointed)

  FRN 494919 · Appointed 21 Jan 2009 · Until 13 Oct 2010

• FX Protrade Ltd (no longer appointed)

  FRN 494665 · Appointed 15 Jan 2009 · Until 28 Aug 2009

No changes recorded yet.