XPS SIPP Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Scotia HouseThe Castle Business ParkStirlingStirlingshireFK9 4TZUNITED KINGDOM- Phone
- +441786237042
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Complaints Contact
Scotia HouseThe Castle Business ParkStirlingStirlingshireFK9 4TZUNITED KINGDOM- Phone
- +441786237043
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Wayne Andrew Story
IRN WAS01022
- CF1 Director (8 Sep 2010 to 21 Feb 2013)
- CF3 Chief Executive (8 Sep 2010 to 21 Feb 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hazell Carr (AT) Services Limited (no longer appointed)
FRN 582821 · Appointed 14 Jun 2012 · Until 18 Mar 2022
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Hazell Carr ( SG ) Services Limited (no longer appointed)
FRN 456778 · Appointed 17 Dec 2007 · Until 18 Mar 2022
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Hazell Carr (ES) Services Ltd (no longer appointed)
FRN 413450 · Appointed 17 Dec 2007 · Until 18 Mar 2022
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Hazell Carr (PN) Services Ltd (no longer appointed)
FRN 433410 · Appointed 17 Dec 2007 · Until 18 Mar 2022
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Hazell Carr (SA) Services Ltd (no longer appointed)
FRN 433504 · Appointed 17 Dec 2007 · Until 18 Mar 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.