David Hugh Carr

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • SMF1 Chief Executive (9 Dec 2019 to 25 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2024)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (20 Dec 2018 to 8 Dec 2019)
    • CF1 Director (AR) (5 Sep 2018 to 6 Sep 2020)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • SMF1 Chief Executive (9 Dec 2019 to 25 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2024)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (20 Dec 2018 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • SMF3 Executive Director (9 Dec 2019 to 15 Nov 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Nov 2023)
    • CF30 Customer (5 Jul 2010 to 31 Oct 2017)
    • CF3 Chief Executive (7 Dec 2009 to 8 Dec 2019)
    • CF1 Director (7 Dec 2009 to 8 Dec 2019)
  • Finli (GPC) Ltd (no longer approved here)

    FRN 811525

    • Employed By (5 Sep 2018 to 6 Sep 2020)
  • XPS SIPP Services Limited (no longer approved here)

    FRN 461791

    • Responsible for Insurance Mediation (10 Apr 2007 to 9 May 2007)
    • CF3 Chief Executive (6 Apr 2007 to 3 Apr 2008)
    • CF1 Director (6 Apr 2007 to 3 Apr 2008)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 3 Apr 2008)

Recent activity

Updates to this individual's record on the FCA register.

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