Andrew Moore

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finli (G&P) Ltd
FRN 142752
- SMF3 Executive Director (since 25 Nov 2022)
- Responsible for Insurance Distribution (since 25 Nov 2022)
FINLI (FA92) LIMITED
FRN 195522
- Responsible for Insurance Distribution (since 25 Nov 2022)
- SMF3 Executive Director (since 25 Nov 2022)
Gale and Phillipson Investment Services Ltd (no longer approved here)
FRN 431387
- Responsible for Insurance Distribution (25 Nov 2022 to 30 Jun 2023)
- SMF3 Executive Director (25 Nov 2022 to 30 Jun 2023)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- [FCA CF] Significant management (1 Sep 2020 to 1 Dec 2021)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- [FCA CF] Significant management (1 Sep 2020 to 1 Dec 2021)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- [FCA CF] Significant management (1 Sep 2020 to 1 Dec 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- [FCA CF] Significant management (1 Sep 2020 to 1 Dec 2021)
- CF1 Director (AR) (27 Aug 2015 to 1 Dec 2021)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- [FCA CF] Significant management (1 Sep 2020 to 1 Dec 2021)
- CF1 Director (AR) (27 Aug 2015 to 1 Dec 2021)
Quilter Financial Limited (no longer approved here)
FRN 497604
- [FCA CF] Significant management (1 Sep 2020 to 1 Dec 2021)
Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (235)Employed By (27 Aug 2015 to 1 Dec 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.