Andrew Bernard Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (704)Employed By (7 Feb 2020 to 30 Jun 2020)
Falcon Financial Advice Limited (no longer approved here)
FRN 401814
- (90)Employed By (3 Oct 2019 to 30 Jun 2020)
Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (231)Employed By (21 Feb 2012 to 30 Jun 2020)
Blueprint South East Ltd (no longer approved here)
FRN 227241
- Employed By (17 Nov 2006 to 30 Jun 2020)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (1 Jun 2005 to 30 Mar 2012)
Blueprint Financial Services Ltd (no longer approved here)
FRN 227242
- Employed By (12 Aug 2003 to 30 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.