FINLI (SCOTLAND) LIMITED

• Principal Place of Business

  Ground Floor

  Pavilion 3

  Finnieston Business Park

  4 Minerva Way

  Glasgow

  G3 8AU

  UNITED KINGDOM

  Phone

  +441413532124

  Web

  https://www.finli.co.uk

• Complaints Contact

  Ground Floor

  Pavilion 3

  Finnieston Business Park

  4 Minerva Way

  Glasgow

  G3 8AU

  UNITED KINGDOM

  Phone

  +441413532124

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Allan Carr

  IRN AXC00219

  • CF30 Customer (18 Apr 2013 to 8 Dec 2019)
• Alun Robert Evans

  IRN ARE01030

  • CF30 Customer (28 Jan 2014 to 16 Mar 2015)
  • CF1 Director (AR) (28 Jan 2014 to 16 Mar 2015)
• Andrew Bernard Thompson

  IRN ABT00006

  • Responsibility for MCD Intermediation (since 17 Sep 2025)
  • SMF1 Chief Executive (since 17 Sep 2025)
  • SMF3 Executive Director (since 17 Sep 2025)
• Andrew Buchanan

  IRN AXB00072

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Oct 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (23 Mar 2007 to 31 Oct 2007)
• Andrew Cameron May

  IRN ACM00011

  • CF30 Customer (6 Feb 2008 to 31 Dec 2011)
• Andrew Green

  IRN ARG00005

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2025)
  • CF30 Customer (9 May 2018 to 7 Jan 2025)
• Brian McGoldrick

  IRN BXM00162

  • CF30 Customer (30 Jul 2010 to 2 Apr 2013)
• Callum Gardner Inglis

  IRN CGI01003

  • CF30 Customer (30 Jan 2014 to 1 Jul 2014)
• Christopher Dean

  IRN CRD01028

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
• Christopher John Russell Ball

  IRN CJB00061

  • CF30 Customer (27 Nov 2009 to 1 Jul 2013)

• FINLI (ORKNEY) LIMITED

  FRN 605316 · Appointed 2 Aug 2013

• AFS Financial Planners Ltd (no longer appointed)

  FRN 611211 · Appointed 3 Dec 2013 · Until 17 Mar 2015

• Colin Syme Financial Services Ltd (no longer appointed)

  FRN 224795 · Appointed 25 Jun 2007 · Until 31 Mar 2011

No changes recorded yet.