Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (SCOTLAND) LIMITED (no longer approved here)

    FRN 402458

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2025)
    • CF30 Customer (9 May 2018 to 7 Jan 2025)
  • FINLI (ORKNEY) LIMITED (no longer approved here)

    FRN 605316

    • (2)Employed By (9 May 2018 to 7 Jan 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 3 May 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (10 Sep 2003 to 4 Nov 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.