Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2025)
- CF30 Customer (9 May 2018 to 7 Jan 2025)
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- (2)Employed By (9 May 2018 to 7 Jan 2025)
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- CF30 Customer (15 Mar 2010 to 3 May 2011)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (10 Sep 2003 to 4 Nov 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.