Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2020)
    • [FCA CF] Client dealing (since 29 Oct 2020)
    • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
  • SPECIALIST MORTGAGE SOLUTIONS LIMITED (no longer approved here)

    FRN 300847

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Mar 2023)
  • FINLI (SCOTLAND) LIMITED (no longer approved here)

    FRN 402458

    • CF30 Customer (30 Jan 2014 to 1 Jul 2014)
  • AFS Financial Planners Ltd (no longer approved here)

    FRN 611211

    • Employed By (30 Jan 2014 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.