RAVENSTONE FINANCIAL MANAGEMENT LTD.

• Principal Place of Business

  Ravenstone Financial Management Ltd

  Menteith House

  29 Park Circus

  Glasgow

  Glasgow City

  G3 6AP

  UNITED KINGDOM

  Phone

  +441413547940

  Web

  https://www.ravenstoneifa.co.uk

• Complaints Contact

  Ravenstone Financial Management Ltd

  Menteith House

  29 Park Circus

  Glasgow

  Glasgow City

  G3 6AP

  UNITED KINGDOM

  Phone

  +4407711371976

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex John Blake

  IRN AJB01454

  • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 1 Nov 2003)
• Angus Hewitt

  IRN AXH00021

  • CF21 Investment Adviser (9 May 2002 to 26 Aug 2003)
• Arlene Davidson

  IRN AXB00087

  • CF21 Investment Adviser (9 May 2002 to 15 Dec 2004)
• Arthur Vaughn Hamilton

  IRN AVH00001

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (30 Jan 2009 to 1 Dec 2011)
  • CF1 Director (AR) (31 Oct 2004 to 31 Oct 2007)
  • CF1 Director (9 May 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (9 May 2002 to 15 Dec 2004)
• Athole McDonald Reid

  IRN AMR00015

  • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
  • CF1 Director (AR) (31 Oct 2004 to 31 Oct 2007)
  • CF1 Director (9 May 2002 to 1 Dec 2011)
  • CF21 Investment Adviser (9 May 2002 to 31 Oct 2007)
• Barry Linden Davidson

  IRN BLD00001

  • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
  • CF1 Director (AR) (31 Oct 2004 to 29 Nov 2007)
  • CF1 Director (9 May 2002 to 29 Nov 2007)
  • CF21 Investment Adviser (9 May 2002 to 31 Oct 2007)
• Callum Gardner Inglis

  IRN CGI01003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 29 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2020)
  • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
• Campbell Gordon Pratt

  IRN CGP01026

  • CF22 Investment Adviser (Trainee) (2 Oct 2002 to 25 Oct 2003)
• Craig Ferguson

  IRN CXF00048

  • CF21 Investment Adviser (9 May 2002 to 11 Aug 2003)
• David John Oliver

  IRN DJO00004

  • CF21 Investment Adviser (9 May 2002 to 4 Jul 2003)

• Ravenstone Mortgages Limited (no longer appointed)

  FRN 409154 · Appointed 31 Oct 2004 · Until 24 Apr 2007

No changes recorded yet.