Arlene Davidson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ravenstone Financial Ltd
FRN 469077
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF11 Money Laundering Reporting (18 Jun 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Jun 2012 to 8 Dec 2019)
- CF1 Director (19 Oct 2007 to 8 Dec 2019)
RAVENSTONE FINANCIAL MANAGEMENT LTD. (no longer approved here)
FRN 207506
- CF21 Investment Adviser (9 May 2002 to 15 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.