David John Oliver

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (since 6 Apr 2022)
    • CF4 Partner (AR) (since 1 Apr 2022)
    • CF30 Customer (since 1 Apr 2022)
  • SAM Wealth LLP

    FRN 582670

    • (2)Employed By (since 6 Apr 2022)
    • (4)Employed By (10 Dec 2012 to 31 Mar 2022)
  • RAVENSTONE FINANCIAL MANAGEMENT LTD. (no longer approved here)

    FRN 207506

    • CF21 Investment Adviser (9 May 2002 to 4 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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