Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (25 Feb 2020 to 29 Sep 2023)
    • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 29 Sep 2023)
  • FINLI (SCOTLAND) LIMITED (no longer approved here)

    FRN 402458

    • CF30 Customer (18 Apr 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Jun 2009 to 8 Mar 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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