Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Financial Planning Options Ltd
FRN 467035
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 17 Jul 2025)
- [FCA CF] Client dealing (since 17 Jul 2025)
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- CF30 Customer (6 Feb 2008 to 31 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 3 Feb 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.