Christopher John Russell Ball

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Independent Wealth Management Limited

    FRN 921536

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2024)
    • [FCA CF] Client dealing (since 17 Feb 2024)
  • CLARITY INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 453293

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 26 Oct 2020)
    • CF30 Customer (11 Oct 2013 to 5 Mar 2014)
  • SOLUTIONS WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 585549

    • CF30 Customer (1 Jul 2013 to 3 Oct 2013)
  • FINLI (SCOTLAND) LIMITED (no longer approved here)

    FRN 402458

    • CF30 Customer (27 Nov 2009 to 1 Jul 2013)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 4 Nov 2009)
    • CF21 Investment Adviser (10 Dec 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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