Clarity Independent Wealth Management Limited

• Principal Place of Business

  2 Craigentinny Avenue

  Edinburgh

  EH7 6PX

  UNITED KINGDOM

  Phone

  +4401316612777

• Complaints Contact

  2 Craigentinny Avenue

  Edinburgh

  EH7 6PX

  UNITED KINGDOM

  Phone

  +4401316612777

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Investment Setup

  For Commercial, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Ronald Anderson

  IRN BRA01026

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 May 2024)
  • [FCA CF] Client dealing (since 1 May 2024)
• Christopher John Russell Ball

  IRN CJB00061

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2024)
  • [FCA CF] Client dealing (since 17 Feb 2024)
• Fraser Tait

  IRN FXT01108

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2024)
  • [FCA CF] Client dealing (since 17 Feb 2024)
• IAN BLACK

  IRN IXB01344

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2024)
  • [FCA CF] Client dealing (since 17 Feb 2024)
• Kevan John Christie

  IRN KJC01132

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2024)
• Martin Peter Christie

  IRN MPC01085

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 10 Nov 2023)
  • Responsible for Insurance Distribution (since 10 Nov 2023)
  • SMF16 Compliance Oversight (since 10 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2023)
  • [FCA CF] Client dealing (since 5 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 5 Oct 2023)
  • Responsibility for MCD Intermediation (10 Nov 2023 to 9 Sep 2024)
• Ronald Thomas Rayner

  IRN RTR00008

  • [FCA CF] Client dealing (31 Mar 2021 to 30 Nov 2023)
  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 30 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 3 Oct 2023)
  • Responsibility for MCD Intermediation (1 Feb 2021 to 3 Oct 2023)
  • SMF3 Executive Director (1 Feb 2021 to 3 Oct 2023)
  • Responsible for Insurance Distribution (1 Feb 2021 to 3 Oct 2023)
  • SMF16 Compliance Oversight (1 Feb 2021 to 3 Oct 2023)
• Roy Cooper

  IRN RXC01603

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2024)

No changes recorded yet.