Martin Peter Christie

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Independent Wealth Management Limited

    FRN 921536

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 10 Nov 2023)
    • SMF3 Executive Director (since 10 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2023)
    • SMF16 Compliance Oversight (since 10 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2023)
    • [FCA CF] Client dealing (since 5 Oct 2023)
    • Responsibility for MCD Intermediation (10 Nov 2023 to 9 Sep 2024)
  • CLARITY INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 453293

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2020)
    • [FCA CF] Client dealing (since 3 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Nov 2006 to 8 Dec 2019)
    • CF1 Director (1 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Mar 2009)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (19)Employed By (25 Aug 2004 to 4 Oct 2004)
  • Brian Mellon Financial Services (U431) (no longer approved here)

    FRN 182250

    • Employed By (5 Apr 2004 to 4 Oct 2004)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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