Fraser Tait

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Independent Wealth Management Limited

    FRN 921536

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2024)
    • [FCA CF] Client dealing (since 17 Feb 2024)
  • CLARITY INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 453293

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (3 Aug 2016 to 11 Apr 2019)
  • LIFT-Advice Ltd (no longer approved here)

    FRN 623947

    • CF30 Customer (1 Apr 2015 to 17 Apr 2015)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (5 Sep 2014 to 11 Apr 2019)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF30 Customer (19 Feb 2013 to 26 Aug 2014)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (19 Jul 2011 to 11 Nov 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Nov 2010 to 14 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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