Ronald Thomas Rayner

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clarity Independent Wealth Management Limited (no longer approved here)
FRN 921536
- [FCA CF] Client dealing (31 Mar 2021 to 30 Nov 2023)
- [FCA CF] Functions requiring qualifications (31 Mar 2021 to 30 Nov 2023)
- Responsible for Insurance Distribution (1 Feb 2021 to 3 Oct 2023)
- Responsibility for MCD Intermediation (1 Feb 2021 to 3 Oct 2023)
- SMF16 Compliance Oversight (1 Feb 2021 to 3 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 3 Oct 2023)
- SMF3 Executive Director (1 Feb 2021 to 3 Oct 2023)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 28 Sep 2015)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Osbourne Rayner Independent Financial Advisers (no longer approved here)
FRN 183338
- (1)Employed By (1 Dec 2001 to 28 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.