FINLI (SCOTLAND) LIMITED

• Principal Place of Business

  Ground Floor

  Pavilion 3

  Finnieston Business Park

  4 Minerva Way

  Glasgow

  G3 8AU

  UNITED KINGDOM

  Phone

  +441413532124

  Web

  https://www.finli.co.uk

• Complaints Contact

  Ground Floor

  Pavilion 3

  Finnieston Business Park

  4 Minerva Way

  Glasgow

  G3 8AU

  UNITED KINGDOM

  Phone

  +441413532124

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Claire Marie Wood

  IRN CMW01176

  • [FCA CF] Manager of certification employee (since 1 Oct 2025)
• Colin McNicoll

  IRN CXM00113

  • CF21 Investment Adviser (23 Feb 2005 to 20 May 2005)
• Colin Stuart Syme

  IRN CSS00013

  • CF1 Director (AR) (10 Dec 2009 to 31 Mar 2011)
  • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
  • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
• Craig Kilgour

  IRN CXK01363

  • CF30 Customer (29 Jan 2014 to 16 Mar 2015)
• Darren William John Sharkey

  IRN DWS01044

  • SMF3 Executive Director (since 16 Sep 2025)
• David Gordon Reid

  IRN DGR00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Sep 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
• David James Clancy

  IRN DXC00617

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2025)
  • [FCA CF] Client dealing (since 12 Feb 2025)
  • [FCA CF] Functions requiring qualifications (29 Nov 2022 to 25 Jan 2023)
• David Peter Van Der Hoeven

  IRN DPV00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (since 14 Aug 2013)
  • CF30 Customer (since 1 Nov 2007)
  • CF24 Pension Transfer Specialist (4 Jan 2005 to 31 Oct 2007)
  • CF1 Director (4 Jan 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
• Emma Wilson

  IRN EXW00105

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Forrest James Greenshields

  IRN FJG00002

  • CF30 Customer (21 Jan 2014 to 16 Mar 2015)

• FINLI (ORKNEY) LIMITED

  FRN 605316 · Appointed 2 Aug 2013

• AFS Financial Planners Ltd (no longer appointed)

  FRN 611211 · Appointed 3 Dec 2013 · Until 17 Mar 2015

• Colin Syme Financial Services Ltd (no longer appointed)

  FRN 224795 · Appointed 25 Jun 2007 · Until 31 Mar 2011

No changes recorded yet.