Scottish Widows Schroder Personal Wealth (ACD) Limited

Date authorised
4 October 2019
Companies House
11722973
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Gresham Street
    London
    EC2V 7HN
    UNITED KINGDOM
    Phone
    +4403448228910
    Web
    https://www.spw.com/our-services/fund-info

  • Complaints Contact

    PO Box 13482
    Chelmsford
    CM99 2GN
    UNITED KINGDOM
    Phone
    +4403448228910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dena Brumpton

    IRN DJB01676

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (4 Oct 2019 to 8 Dec 2019)
  • Dominic Paul Sheridan

    IRN DPS01061

    • [FCA CF] Material risk taker (since 27 Feb 2024)
    • [FCA CF] Significant management (since 27 Feb 2024)
    • SMF3 Executive Director (since 24 Feb 2023)
    • SMF1 Chief Executive (since 24 Feb 2023)
  • Dominic Skevington

    IRN DXS00317

    • [FCA CF] Material risk taker (15 Feb 2021 to 8 Feb 2022)
  • Faye Natalie Farrant

    IRN FXF00049

    • [FCA CF] Significant management (13 Oct 2022 to 17 Dec 2024)
    • [FCA CF] Material risk taker (13 Oct 2022 to 1 Jul 2024)
  • Gemma Godfrey

    IRN GXG01649

    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • SMF9 Chair of the Governing Body (since 31 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 1 Nov 2024)
  • Graham Bastin

    IRN GXB00074

    • [FCA CF] Significant management (13 Dec 2022 to 17 Dec 2024)
    • [FCA CF] Material risk taker (13 Dec 2022 to 1 Jul 2024)
  • Graham Kellen

    IRN GXK00074

    • [FCA CF] Material risk taker (15 Feb 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (15 Feb 2021 to 31 Dec 2021)
  • James Masson Black

    IRN JMB01221

    • SMF9 Chair of the Governing Body (7 Jul 2021 to 24 Jan 2024)
  • Jenna Nolan

    IRN JXN00093

    • [FCA CF] Significant management (since 13 Feb 2025)
    • SMF3 Executive Director (since 12 Feb 2025)
    • [FCA CF] Material risk taker (since 2 Feb 2021)
  • Joel Charles Ripley

    IRN JCR01076

    • [FCA CF] Manager of certification employee (29 Oct 2021 to 2 Feb 2026)
    • [FCA CF] Material risk taker (15 Feb 2021 to 14 Oct 2024)
    • [FCA CF] Significant management (15 Feb 2021 to 13 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 14 Oct 2024)
    • CF10a CASS Oversight function (4 Oct 2019 to 8 Dec 2019)
    • CF1 Director (4 Oct 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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