Joel Charles Ripley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Manager of certification employee (29 Oct 2021 to 2 Feb 2026)
    • [FCA CF] Material risk taker (15 Feb 2021 to 2 Feb 2026)
    • [FCA CF] Significant management (15 Feb 2021 to 2 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2026)
  • Scottish Widows Schroder Personal Wealth (ACD) Limited (no longer approved here)

    FRN 834833

    • [FCA CF] Manager of certification employee (29 Oct 2021 to 2 Feb 2026)
    • [FCA CF] Significant management (15 Feb 2021 to 13 Feb 2025)
    • [FCA CF] Material risk taker (15 Feb 2021 to 14 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 14 Oct 2024)
    • CF1 Director (4 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (4 Oct 2019 to 8 Dec 2019)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF1 Director (6 Jan 2012 to 29 Mar 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.