Scottish Widows Schroder Personal Wealth (ACD) Limited

Date authorised
4 October 2019
Companies House
11722973
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Gresham Street
    London
    EC2V 7HN
    UNITED KINGDOM
    Phone
    +4403448228910
    Web
    https://www.spw.com/our-services/fund-info

  • Complaints Contact

    PO Box 13482
    Chelmsford
    CM99 2GN
    UNITED KINGDOM
    Phone
    +4403448228910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Albert Walker-Hazell

    IRN JAW01249

    • [FCA CF] Significant management (1 Mar 2021 to 2 Dec 2024)
    • [FCA CF] CASS oversight function (1 Mar 2021 to 2 Dec 2024)
    • [FCA CF] Material risk taker (1 Mar 2021 to 2 Dec 2024)
    • SMF3 Executive Director (6 May 2020 to 13 Feb 2025)
  • Justin Mark Jarrett

    IRN JMJ01071

    • [FCA CF] Significant management (24 Apr 2020 to 31 Mar 2024)
    • [FCA CF] Material risk taker (24 Apr 2020 to 31 Mar 2024)
  • Krishna Raman

    IRN KXR00096

    • [FCA CF] Material risk taker (15 Feb 2021 to 1 Jul 2024)
    • [FCA CF] Significant management (15 Feb 2021 to 17 Dec 2024)
  • Leanne Walsh

    IRN LXW00209

    • [FCA CF] Material risk taker (24 Sep 2021 to 1 Jul 2024)
  • Marcus Kenneth Brookes

    IRN MKB01023

    • [FCA CF] Client dealing (16 Jul 2020 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (16 Jul 2020 to 28 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (4 Oct 2019 to 8 Dec 2019)
    • CF1 Director (4 Oct 2019 to 8 Dec 2019)
  • Marietta Connery

    IRN MXC00385

    • [FCA CF] Significant management (15 Feb 2021 to 17 Oct 2022)
    • [FCA CF] Material risk taker (15 Feb 2021 to 17 Oct 2022)
  • Mark Duckworth

    IRN MXD01917

    • SMF1 Chief Executive (28 Oct 2020 to 3 Apr 2023)
    • SMF3 Executive Director (28 Oct 2020 to 1 Sep 2023)
  • Max Clarke

    IRN MXC80487

    • [FCA CF] Significant management (9 Sep 2020 to 18 Apr 2023)
    • [FCA CF] Material risk taker (9 Sep 2020 to 18 Apr 2023)
  • Michael James Cole

    IRN MJC01467

    • [FCA CF] Client dealing (1 Mar 2022 to 26 Feb 2024)
    • [FCA CF] Material risk taker (26 May 2021 to 26 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 26 Feb 2024)
  • Mike Hewitt

    IRN MXH00380

    • [FCA CF] Significant management (10 Jan 2022 to 10 Jan 2023)
    • [FCA CF] Material risk taker (10 Jan 2022 to 10 Jan 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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