Max Clarke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Material risk taker (9 Sep 2020 to 20 Apr 2023)
    • [FCA CF] Significant management (9 Sep 2020 to 20 Apr 2023)
  • Scottish Widows Schroder Personal Wealth (ACD) Limited (no longer approved here)

    FRN 834833

    • [FCA CF] Significant management (9 Sep 2020 to 18 Apr 2023)
    • [FCA CF] Material risk taker (9 Sep 2020 to 18 Apr 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (26 Nov 2019 to 7 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 7 Mar 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (26 Nov 2019 to 7 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2019 to 7 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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