Julian Albert Walker-Hazell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • [FCA CF] Manager of certification employee (since 2 Dec 2024)
    • [FCA CF] Significant management (since 2 Dec 2024)
    • [FCA CF] Material risk taker (since 2 Dec 2024)
  • Scottish Widows Schroder Personal Wealth (ACD) Limited (no longer approved here)

    FRN 834833

    • [FCA CF] Significant management (1 Mar 2021 to 2 Dec 2024)
    • [FCA CF] CASS oversight function (1 Mar 2021 to 2 Dec 2024)
    • [FCA CF] Material risk taker (1 Mar 2021 to 2 Dec 2024)
    • SMF3 Executive Director (6 May 2020 to 13 Feb 2025)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • SMF24 Chief Operations (12 Mar 2019 to 4 Nov 2019)
    • CF1 Director (1 Feb 2017 to 9 Dec 2018)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • CF10a CASS Oversight function (16 Mar 2015 to 4 Nov 2019)
    • CF1 Director (16 Mar 2015 to 4 Nov 2019)

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Updates to this individual's record on the FCA register.

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