Scottish Widows Schroder Personal Wealth (ACD) Limited

Date authorised
4 October 2019
Companies House
11722973
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Gresham Street
    London
    EC2V 7HN
    UNITED KINGDOM
    Phone
    +4403448228910
    Web
    https://www.spw.com/our-services/fund-info

  • Complaints Contact

    PO Box 13482
    Chelmsford
    CM99 2GN
    UNITED KINGDOM
    Phone
    +4403448228910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Hamilton Allen

    IRN NXA12221

    • [FCA CF] Material risk taker (15 Feb 2021 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 17 Dec 2024)
    • [FCA CF] Significant management (15 Feb 2021 to 17 Dec 2024)
    • CF29 Significant management (4 Oct 2019 to 8 Dec 2019)
  • Paul Simpson

    IRN PRS01118

    • Director of firm who is not a certification employee or a SMF manager (since 7 Oct 2022)
  • Peter Geoffrey Hetherington

    IRN PGH01047

    • SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2020)
    • CF3 Chief Executive (4 Oct 2019 to 8 Dec 2019)
    • CF1 Director (4 Oct 2019 to 8 Dec 2019)
  • Peter George Brunt

    IRN PGB01127

    • [FCA CF] Manager of certification employee (17 May 2021 to 2 Aug 2023)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 2 Aug 2023)
    • [FCA CF] Client dealing (1 Mar 2021 to 2 Aug 2023)
  • Raymond John Hildreth Milne

    IRN RJM01148

    • SMF16 Compliance Oversight (25 Jun 2021 to 6 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jun 2021 to 5 Jul 2024)
    • [FCA CF] Significant management (24 May 2021 to 5 Jul 2024)
    • [FCA CF] Material risk taker (24 May 2021 to 5 Jul 2024)
  • Richard James Lambert

    IRN RJL01136

    • SMF3 Executive Director (since 9 Apr 2026)
    • [FCA CF] Material risk taker (since 13 Feb 2026)
    • [FCA CF] Significant management (since 13 Feb 2026)
  • Rupert Heathcote

    IRN RXH15658

    • CF30 Customer (15 Nov 2019 to 8 Dec 2019)
  • Sean Ingram

    IRN SXI00039

    • [FCA CF] Material risk taker (8 Sep 2023 to 1 Jul 2024)
  • janine stelzer-cooper

    IRN JXS00696

    • [FCA CF] Material risk taker (1 Jun 2021 to 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.